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Union Small Cap Fund

Small Cap Fund · Union Asset Management Company Private Limited

In plain words

Among the 142 similar small cap funds we track, this one has grown money faster than most. ₹1 lakh invested 5 years ago would be about ₹2.2 lakh today. Investing ₹10,000 every month for the last 10 years would have put in ₹12.1 lakh and grown it to about ₹35.5 lakh. Be warned: in its worst stretch, ₹1 lakh briefly shrank to about ₹55,290. Funds like this reward patience and punish panic-selling.

New to fund research? Start with the 5-minute guide. The detailed numbers below back all of this up.
Union Small Cap Fund is RS 87/99 in its category right now. See the RS line plotted against its benchmark, live, and the day it crossed.
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Union Small Cap Fund is a small cap fund from Union Asset Management Company Private Limited. It has a track record of about 12.2 years. As of the latest data it carries an RS rating of 87/99 (its recent momentum versus category peers) and a King Score of 68/100 (a long-term quality composite). The current NAV is ₹65.75 (as of 2026-09-16).

At a glance. Long-term quality (King Score): 68/100 · Current momentum (RS): 87/99 · 5-year CAGR: 16.72% · Worst-ever fall: -44.71%
87RS rating
68King Score
16.49%3Y CAGR
16.72%5Y CAGR
-44.71%Max drawdown
0.51Sharpe 3Y
0.82%Expense
2094AUM ₹Cr

Growth of ₹100 - last 5 years

2021-092026-09
What ₹100 invested 5 years ago would be worth today, from actual NAV history.

Union Small Cap Fund returns: last 1, 3, 5 and 10 years

PeriodThis fundCategory average
1 month-1.7%-1.1%
3 months7.56%6.19%
6 months24.98%23.67%
1 year19.94%11.06%
3 years (CAGR)16.49%15.56%
5 years (CAGR)16.72%16.16%
10 years (CAGR)17.15%17.64%

The last 10 years return of Union Small Cap Fund works out to 17.15% a year (CAGR) - ₹1 lakh invested 10 years ago would be about ₹4.9 lakh today. The last 5 years return is 16.72% a year (₹1 lakh → ₹2.2 lakh), and the last 3 years return is 16.49% - ahead of its category's 15.56% average by 0.9 points. Its trailing one-year return is 19.94%. Trailing returns flatter or disappoint depending on the end date you pick - the year-by-year and rolling-return sections below are a fairer read.

Year-by-year returns

YearUnion Small Cap FundBenchmark
2018-19.7%n/a
2019+2.9%n/a
2020+31.1%+25.9%
2021+63.4%+61.2%
2022+-0.0%-3.4%
2023+43.0%+48.3%
2024+25.2%+26.5%
2025-3.6%-5.6%
2026+21.4%+7.2%

Union Small Cap Fund beat its benchmark in 5 of the last 7 calendar years. That is a strong hit-rate - most active funds fail to clear their index this often. Consistency against the benchmark matters more than any single great year.

Calendar-year returns show how bumpy the ride really was - an average hides the good years and the ugly ones.

What a monthly SIP in Union Small Cap Fund would have made

A ₹10,000-a-month SIP, using this fund's actual NAV history. SIP returns (XIRR) differ from lumpsum CAGR because your money goes in gradually, averaging your entry price.

SIP durationYou investedIt becameXIRR
3 years₹370,000₹474,84516.87%
5 years₹610,000₹977,55218.89%
10 years₹1,210,000₹3,553,63020.39%

Over 10 years, ₹1,210,000 invested in monthly instalments would have grown to about ₹3,553,630 - an XIRR of 20.39%. Figures are pre-tax and assume you stayed invested throughout.

Risk & drawdowns

MeasureThis fundCategory average
Worst drawdown (lifetime)-44.71%-31.84%
Worst drawdown (3Y)-26.24%-23.78%
Volatility (1Y)22.91%20.34%
Sharpe (3Y)0.510.49
Sortino (3Y)0.780.8
Beta (3Y)0.930.85
Alpha (3Y)3.5%3.36%
Up capture96.2%87.88%
Down capture89.3%80.49%
Bull-market return33.7%36.9%
Bear-market return-28.9%-24.3%

Timing matters more than people admit: the best possible 1-year stretch in Union Small Cap Fund (starting 2020-03-23) gained 116.8%, while the worst (starting 2019-03-22) lost 28.3%. The worst peak-to-bottom fall Union Small Cap Fund has ever put investors through is -44.71% - the real test of whether you'd have stayed invested. In falling markets (Nifty below its 200-day average) it has returned about -28.9% annualised, versus 33.7% in rising markets. It has captured roughly 96.2% of its benchmark's up-moves and 89.3% of its down-moves.

How Union Small Cap Fund behaves when markets fall

When the market is falling (the Nifty below its 200-day average), Union Small Cap Fund has historically returned about -28.9% annualised, versus roughly 33.7% when the market is rising. Its deepest fall on record is -44.71%. Right now it sits about 3.56% below its all-time high (last hit 2026-09-11). The real question isn't the average year - it's whether you could hold on through the worst one.

How Union Small Cap Fund ranks in its category

Percentile versus its ~142 category peers - 100th is best-in-class, 50th is average. This is the fairest apples-to-apples read.

3-year return
80th
Drawdown resilience
30th
Consistency
78th
Risk-adjusted (Sharpe)
74th

Consistency (rolling returns)

MeasureValue
Median 3Y rolling CAGR18.47%
3Y windows positive93.5%
Worst 3Y window-8.6%
3Y windows beating Nifty 50075.4%
Median 5Y rolling CAGR16.97%
Median 10Y rolling CAGR16.37%

Instead of one lucky start date, rolling returns test every start date. Across all 3-year windows in its history, Union Small Cap Fund returned a median of 18.47% a year, and 93.5% of those windows were positive.

What Union Small Cap Fund holds

Its latest monthly portfolio disclosure. This is what your money actually owns.

Top holdings

GE Vernova T&D India Ltd. · Industrials
4.2%
Acutaas Chemicals Ltd. · Pharmaceuticals
3.9%
Navin Fluorine International Ltd. · Materials
3.6%
Karur Vysya Bank Ltd. · Financials
3.5%
Multi Commodity Exchange of India Ltd. · Exchange Platform
3.3%
Gabriel India Ltd. · Consumer Discretionary
3.3%
Kirloskar Oil Engines Ltd. · Industrials
3.1%
S.J.S. Enterprises Ltd. · Auto Ancl
3.1%
Hitachi Energy India Ltd. · Electric Equipment
2.8%
Data Patterns (India) Ltd. · Aerospace & Defense
2.7%

Sector allocation

Industrials
14.0%
Financials
10.0%
Pharmaceuticals
9.3%
Materials
9.3%
Consumer Discretionary
6.6%
Finance & Investments
4.4%
Engineering
4.2%
Aerospace & Defense
3.8%

The top 10 holdings make up 33.4% of the portfolio, across 70 stocks. A higher concentration means the fund's fortunes ride on fewer names.

Portfolio overlap with similar funds

Union Small Cap Fund shares BANK OF INDIA Small Cap Fund (0%), Bandhan Small Cap Fund (0%), Invesco India Smallcap Fund (0%) of its portfolio with these category peers (overlap = the slice of the two portfolios invested in the same stocks). The lower the overlap, the more genuinely different the portfolios are.

Who manages Union Small Cap Fund - and how good are they?

Union Small Cap Fund is managed by Pratik Dharmshi and Gaurav Chopra. Below is each manager's complete track record - every fund they currently run, judged on the same numbers as everything else on this page - so you can see whether this fund is in strong hands or is the outlier in a weak book.

Pratik Dharmshi's full record

Pratik Dharmshi currently runs 8 funds, across FoF Domestic, Focused Fund, Large & Mid Cap Fund, Large Cap Fund and more, with about ₹6,559 Cr under management. The book's average King Score is 65.2/100. Their strongest fund by King Score is Union Midcap Fund (73/100); Union Small Cap Fund ranks #3 of 8 in their book.

Tap any column heading to sort.

Swipe the table sideways to see all 13 columns →
#FundRSKing3M6M1Y3Y CAGR5Y CAGR10Y CAGRSharpeRoll 3YWorst fall
1Union Midcap Fund75731.8%11.2%7.2%15.8%14.6%n/a0.5323.1%-21.3%
2Union Retirement Fund70730.4%5.8%3.1%11.9%n/an/a0.3618.3%-17.8%
3Union Small Cap Fund (this page)87687.6%25.0%19.9%16.5%16.7%17.1%0.5118.5%-44.7%
4Union Large & Midcap Fund78662.2%8.6%2.9%11.6%11.1%n/a0.3218.8%-35.6%
5Union Focused Fund70661.2%9.6%3.8%10.1%9.2%n/a0.2416.1%-34.0%
6Union Largecap Fund4245-1.5%0.5%-4.8%6.5%6.8%n/a0.0114.2%-36.4%
7Union Business Cycle Fund48n/a-0.2%7.6%2.4%n/an/an/a0.03n/a-19.9%
8Union Diversified Equity All Cap Active FOFn/an/a3.6%13.3%n/an/an/an/an/an/a-11.5%

Gaurav Chopra's full record

Gaurav Chopra currently runs 7 funds, across Dynamic Asset Allocation or Balanced Advantage, FoF Domestic, Mid Cap Fund, Sectoral/ Thematic and more, with about ₹7,261 Cr under management. The book's average King Score is 69.8/100. Their strongest fund by King Score is Union Innovation & Opportunities Fund (76/100); Union Small Cap Fund ranks #4 of 7 in their book.

Tap any column heading to sort.

Swipe the table sideways to see all 13 columns →
#FundRSKing3M6M1Y3Y CAGR5Y CAGR10Y CAGRSharpeRoll 3YWorst fall
1Union Innovation & Opportunities Fund91769.8%24.1%10.6%18.2%n/an/a0.62n/a-23.9%
2Union Midcap Fund75731.8%11.2%7.2%15.8%14.6%n/a0.5323.1%-21.3%
3Union Value Fund4572-1.7%2.6%-0.6%10.8%11.9%n/a0.2820.0%-37.7%
4Union Small Cap Fund (this page)87687.6%25.0%19.9%16.5%16.7%17.1%0.5118.5%-44.7%
5Union Balanced Advantage Fund67600.6%2.9%0.2%7.6%7.4%n/a0.1312.0%-23.8%
6Union Active Momentum Fund88n/a5.2%23.1%16.9%n/an/an/a-0.28n/a-26.6%
7Union Diversified Equity All Cap Active FOFn/an/a3.6%13.3%n/an/an/an/an/an/a-11.5%

A caveat worth keeping: funds often have co-managers, and results belong to the whole team and process rather than one person. A manager's book tells you about their range and consistency, not a guarantee of skill.

Cost & fund basics

DetailValue
Expense ratio (Direct)0.82%
Exit load≈1% if redeemed within 1 year (typical)
Minimum investment₹1000
Fund size (AUM)₹2,094 Cr
Age12.2 years
Plan / OptionDirect · Growth
BenchmarkSMALLCAP250

How Union Small Cap Fund compares to peers

FundRSKing3Y CAGR
Bandhan Small Cap Fund598723.9%
Invesco India Smallcap Fund668622.2%
BANK OF INDIA Small Cap Fund997920.7%
PGIM India Small Cap Fund737715.8%
ITI Small Cap Fund907523.8%
DSP Small Cap Fund757416.8%
Compare side by side. Chart Union Small Cap Fund against these peers on one screen - rebased returns, drawdowns, rolling windows and stock-level overlap.
Compare these funds free →

Overlap warning: funds in the same category often own many of the same stocks - holding several rarely adds the diversification people expect.

What these numbers mean

RS rating (1-99) ranks a fund's recent momentum against its category - higher is stronger right now. King Score (0-100) is a long-term quality composite (returns, consistency, drawdown, risk-adjusted return) versus peers. Max drawdown is the worst peak-to-bottom fall the fund has ever experienced. Rolling returns test every possible start date, so one lucky (or unlucky) entry point can't distort the picture. Every formula behind this page is public - see how we calculate every number.

Union Small Cap Fund review: the bottom line

On the data, its strengths are leading current momentum (RS 87), beating the Nifty 500 in 75.4% of 3-year windows. Whether it fits you depends on your goals, horizon and risk appetite - this page describes the fund, it does not recommend it.

Related

Frequently asked questions

Is Union Small Cap Fund a good mutual fund?

That depends on your goals and risk tolerance - this is descriptive research, not advice. On the numbers, Union Small Cap Fund scores 68/100 on our King Score and RS 87/99 within its category, has compounded 16.49% a year over three years, and its worst drawdown was -44.71%. Compare those against your needs and the peer table above.

What is the NAV of Union Small Cap Fund today?

The latest NAV is ₹65.75 (as of 2026-09-16). NAV (net asset value) is the per-unit price of the fund, published every business day by the AMC.

What is the last 10 years return of Union Small Cap Fund?

Over the last 10 years Union Small Cap Fund has returned about 17.15% a year (CAGR). In rupees: ₹1 lakh invested 10 years ago would be roughly ₹4.9 lakh today, before tax. See the year-by-year table above for how uneven the ride was.

What is the expense ratio of Union Small Cap Fund?

The Direct-plan expense ratio is 0.82% a year. The Direct plan is cheaper than the Regular plan because it carries no distributor commission - over decades that gap compounds meaningfully.

Who is the fund manager of Union Small Cap Fund?

Union Small Cap Fund is managed by Pratik Dharmshi; Gaurav Chopra.

Is Union Small Cap Fund safe? How risky is it?

No market-linked fund is 'safe' in the fixed-deposit sense - the honest question is how deep its falls get. Its worst historical drawdown was -44.71% - ₹1 lakh briefly becoming about ₹55,290. As a equity fund, its risk profile is typical of that category. Look at the drawdown, volatility and bear-market figures above and ask whether you could stay invested through the bad stretches.

Is Union Small Cap Fund good for SIP?

We can't tell you what to do, but here is what actually happened: a ₹10,000 monthly SIP over the last 10 years grew ₹12.1 lakh into about ₹35.5 lakh (XIRR 20.39%). SIPs average your entry price, which helps most in funds that swing hard - check the crash-behaviour section above to see how it treats investors in bad markets.

What are the SIP returns of Union Small Cap Fund?

A ₹10,000/month SIP over 10 years would have grown to about ₹3,553,630 (an XIRR of 20.39%) on ₹1,210,000 invested, using the fund's actual NAV history. See the SIP table above for other durations.

How does Union Small Cap Fund rank among similar funds?

On 3-year returns it sits around the 80th percentile of its category, and its consistency ranks 78th percentile. 100th is best-in-class, 50th is average. See the category-ranking section above.

Is Union Small Cap Fund tax-efficient / what about capital gains?

As a equity fund, gains follow the rules for its asset class - equity-oriented funds are taxed differently from debt. All returns on this page are pre-tax; your actual post-tax return depends on your holding period and slab. This is descriptive information, not tax advice.

Direct or Regular plan - which is shown here?

All figures on this page are for the Direct-Growth plan (no distributor commission, lower cost). Returns are pre-tax; capital-gains tax depends on your own holding period and slab.

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Data: AMFI NAV history, NSE indices, BSE StAR and monthly disclosures. All figures are pre-tax. Descriptive research and education only - nothing here is investment advice or a recommendation to buy, sell or hold any fund. Past performance does not guarantee future returns.

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